Compliance Aids
However you feel about recent increases in regulatory controls for financial services, you know that finding ways to ensure compliance is essential. SalesPage Financial tools can help you cut through the compliance maze.
- Flag those individuals who should not receive mailings, e-mails or faxes from your company due to the terms of agreements with their firms or to specific regulations.
- Identify specific literature or promotional items that cannot be sent to individuals at specific firms or in specific states due to known restrictions.
- Track all activities for and communications with individuals. SalesPage Sync can ensure that records of activities are maintained in both SalesPage Financial and in your corporate message store; it can even be integrated with other e-mail compliance tools to automate compliance support.
- Use SalesPage Trade Analyzer to easily establish best practices, perform vital trade and systems monitoring and maximize your sales efforts, while meeting regulations set forth by the Securities and Exchange Commission (SEC).
<< Previous
Financial: Reporting and Analytics
Next >>
Financial: Trade Analyzer
